金融業界の法務の求人

• Legal&Compliance counsel opportunity with supervision from local Director
• Bilingual candidate needed and can be open to either Legal or Compliance background candidate with exposure in Financial Services before

We are currently searching for a responsible and detail-oriented Legal Entity Controller, Associate for a well-respected entity within the Banking & Financial Services industry. The successful candidate will manage financial reports, ensure compliance with regulations, and contribute to our client's team in Tokyo.

• Compliance officer in growing online trading platform
• A great opportunity for candidates with Securities/FX/CFD exposure in the past

Compliance Advisory and Monitoring & Surveillance Support. Support the Head of Financial Markets Advisory Compliance in assisting administrative tasks for teams under his/her supervision (Advisory and Monitoring and Surveillance) as well as for Financial Security and KYC team.

We are seeking an experienced Compliance Manager to join our financial services team. The successful candidate will play a key role in ensuring the company adheres to legal standards and in-house policies, while also dealing with risk management and compliance issues

We are searching for a dedicated AML Specialist (Anti-Money Laundering) specialist with a strong understanding of AML Compliance and a knack for effective communication in both Japanese and English.

• Ensure private and corporate client applications are processed efficiently
• Identify solutions for current application
• Conduct continuous maintenance of client data to ensure accuracy
• Manage the KYC / onboarding team and work closely with overseas colleagues
• Create KYC processes and instructions

This role is responsible for executing and developing compliance operations as compliance manager, including building AML/CFT frameworks, managing global compliance coordination, monitoring market abuse, and supporting regulatory responses. Based in Tokyo with Hybrid Working model

ファンドの営業・マーケティング資料を制作・管理する役割です。月次レポートや販売パンフレットなどの定期資料から、新ファンド立ち上げ時のプレゼン資料などを担当し、営業や法務、データチームと連携しながら、正確かつ効果的なコンテンツを制作します。

Join a high-impact internal audit team specializing in risk and governance. As Lead Auditor, you will drive independent reviews across risk management, compliance, legal, and investment functions in a dynamic, global insurance environment.