VP, Internal Audit - Global Broker Dealer

Tokyo 23 Wards Permanent Foreign Multinational
  • Opportunity to be involved in regional audits
  • Competitive salary and good career prospects

About Our Client

Our client is a global corporate and investment bank. They provide a comprehensive range of financial products and investment solutions across multiple asset classes to their corporate and institutional clients.

Job Description

  • Plan, execute and deliver audit reports in a timely manner, in accordance with internal audit and regulatory standards
  • Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
  • Collaborate with teams across the business and determine impact on overall control environment and audit approach
  • Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
  • Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
  • Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
  • Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area

The Successful Applicant

  • 5+ years of internal and / or internal audit experience, preferably for investment banking and securities
  • Effective comprehension of business side of audit function and subject matter expertise regarding technology application
  • Oral and written fluency in Japanese and English
  • Project management skills
  • Effective influencing and relationship management skills
  • Demonstrated ability to remain unbiased in a diverse working environment
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding
  • CPA, ACA, CFA, CIA, CISA or related certifications preferred

What's on Offer

  • Competitive salary
  • International work environment
  • Good career prospects
  • Located in central Tokyo
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Internal Audit
What is your area of specialisation?
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational