VP, Credit Auditor - Investment Banking

Tokyo 23 Wards Permanent Japanese Corporate
  • Opportunity to be involved in regional and global audits
  • Competitive salary and good career prospects

About Our Client

Our client is a market leading global investment bank and securities firm. They provide a comprehensive range of financial products and investment solutions across multiple asset classes to their corporate, institutional and retail clients.

Job Description

  • Participate in regional and global business audits by defining the audit scope, analyzing process flows, identifying key risks and controls, executing audit testing and writing work-papers in English and Japanese
  • Stay actively engaged in all phases of the audit, from agreeing the audit plan to approving testing plans, completing and reviewing work-papers, producing draft reports and monitoring budgets and deadlines
  • Remain current on any changes to the risk profile through continuous monitoring of the assigned area of responsibility and establishing close contact with key risk stakeholders.
  • Perform the validation works for the issues remediated by auditees
  • Carry out special projects, ad hoc investigations and advisory work
  • Smooth communication within the team and with business counterparts. Effective reporting to the audit leader, keeping the manager up to date on all key findings and emerging issues
  • Contribute to Internal Audit's initiatives to promote digitalization and improve audit efficiencies such as Data Analytics and using other IT tools

The Successful Applicant

  • 5+ years of internal and / or external audit experience for investment banking and / or broker-dealer firms
  • Trading or Credit Risk Management experience (within investment banking rather than corporate banking) would be an added advantage.
  • Subject matter expertise in Risk Management in general (Market Risk, Credit Risk, Liquidity Risk, Stress Testing, etc.,), and a detailed knowledge of Credit Risk
  • Detailed understanding of Credit Risk Management in investment bank, including counterparty credit risk over OTC derivatives and Securities Financing Transactions
  • Detailed understanding of Japan regulatory requirements impacting Credit Risk Management and global regulatory environment and trends such as Basel III, IMA, IMM, IRB and FRTB
  • Detailed understanding of control standards, best practice frameworks and a proven ability to promptly identify the root causes and materiality of control issues
  • Oral and written fluency in Japanese and English
  • Professional qualifications such as CFA, FRM, CPA, CIA would be a plus

What's on Offer

  • Competitive salary
  • Stable environment
  • Internal mobility with good career prospects
  • Located in central Tokyo
Contact
Andy Clubbe
Quote job ref
JN-012022-4583208
Phone number
+813 6832 8671

Job summary

Function
Banking & Financial Services
Specialisation
Internal Audit
What is your area of specialisation?
Financial Services
Location
Tokyo 23 Wards
Job Type
Permanent
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
JN-012022-4583208
Company Type
Japanese Corporate