VP, Compliance Officer - Global Investment Bank

Tokyo 23 Wards Permanent Foreign Multinational
  • International work environment
  • Competitive salary and good career prospects

About Our Client

Our client is a global corporate and investment bank. They provide a comprehensive range of financial products and investment solutions across multiple asset classes to their corporate and institutional clients.

Job Description

  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices
  • Providing guidance on rules and regulations relating to operational issues, as well as providing transactional approvals and interpretation of internal compliance policies
  • Assisting with regulatory inquiries and/or examinations
  • Performing timely compliance reviews of new products.
  • Assisting in the development and administration of Compliance training
  • Researching regulatory changes and implementing policies, procedures or other controls necessary to comply with the rules
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation

The Successful Applicant

  • 5+ years of experience within financial services, preferably at a global broker-dealer
  • Knowledge of Compliance laws, rules, regulations and risks
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong written and verbal communication and interpersonal skills in Japanese and English
  • Ability to work both collaboratively and independently; ability to navigate a complex organization
  • Excellent project management and organizational skills and capability to handle multiple projects at one time

What's on Offer

  • Competitive salary
  • International work environment
  • Good career prospects
  • Located in central Tokyo
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational