Trade Surveillance - Global Investment Bank

Tokyo 23 Wards Permanent Foreign Multinational
  • Competitive salary and good careers prospects
  • Opportunity to work with regional and global compliance teams

About Our Client

Our client is a global investment bank with an established presence in Japan and throughout the region. They offer a broad range of products and financial solutions for their corporate and institutional clients

Job Description

  • Identify potentially unusual transactions and inappropriate business activities
  • Monitor trade data and electronic communication and handle enquiries from regulators
  • Conduct day-to-day surveillance activities with primary focus on OTC business and communications
  • Escalate any suspicious transaction/communications and drive the matter to a reasonable conclusion
  • Be the point of contact for the regulators related to inspections, regulatory enquiries or any other surveillance related matters
  • Work closely with regional and global team to facilitate implementation of globally developed Surveillance models/tools to Japanese market​

The Successful Applicant

  • 5+ years of Surveillance or other related analytical role within a regulated financial institution in Japan
  • Knowledge of business areas such as Fixed Income, FX, Listed derivatives
  • Experience interacting with regulators relating to inspections, regulatory enquiries etc.
  • Good understanding of Japanese rules and regulations
  • Strong attention to detail, analytical skills and sound judgement
  • Experience with using Surveillance tools and having some technical/data analytics skill is a plus
  • Ability to take ownership of things, work independently and proactively based on proper prioritization
  • Ability to tackle unforeseen and hard tasks calmly with resilience
  • Oral and written communication skills in Japanese and English

What's on Offer

  • Competitive salary package
  • Modern office located in central Tokyo
  • Good work life balance

Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational