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- Competitive salary and good careers prospects
- Opportunity to work with regional and global compliance teams
About Our Client
Our client is a global investment bank with an established presence in Japan and throughout the region. They offer a broad range of products and financial solutions for their corporate and institutional clients
Job Description
- Identify potentially unusual transactions and inappropriate business activities
- Monitor trade data and electronic communication and handle enquiries from regulators
- Conduct day-to-day surveillance activities with primary focus on OTC business and communications
- Escalate any suspicious transaction/communications and drive the matter to a reasonable conclusion
- Be the point of contact for the regulators related to inspections, regulatory enquiries or any other surveillance related matters
- Work closely with regional and global team to facilitate implementation of globally developed Surveillance models/tools to Japanese market
The Successful Applicant
- 5+ years of Surveillance or other related analytical role within a regulated financial institution in Japan
- Knowledge of business areas such as Fixed Income, FX, Listed derivatives
- Experience interacting with regulators relating to inspections, regulatory enquiries etc.
- Good understanding of Japanese rules and regulations
- Strong attention to detail, analytical skills and sound judgement
- Experience with using Surveillance tools and having some technical/data analytics skill is a plus
- Ability to take ownership of things, work independently and proactively based on proper prioritization
- Ability to tackle unforeseen and hard tasks calmly with resilience
- Oral and written communication skills in Japanese and English
What's on Offer
- Competitive salary package
- Modern office located in central Tokyo
- Good work life balance
Contact
Andy Clubbe
Quote job ref
4220180
Phone number
+813 6832 8671
Job summary
Function
Specialisation
Industry
Location
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
4220180
Company Type
