Senior Compliance Advisory - Investment Management

東京23区 外資系企業 外資系企業
  • Senior compliance advisory role within a global investment management company
  • Competitive salary package with good career prospects

企業情報

Our client is a market-leading global investment management business with an established presence in Japan. They provide a comprehensive range of investment solutions across multiple asset classes to their institutional and retail investors.

職務内容

  • Proactively engage with the Investment Management functions and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders
  • Keep abreast of emerging regulatory rules and announcements and interpret these into clear policy, procedure and control design
  • Recognize current industry trends as well as compliance issues and research and analyze their impact on the business. Communicate relevant information to respective stakeholders and management
  • Respond to client issues and regulatory inquiries related to Investment Management activities
  • Review the prospectus and investment agreements in order to ensure they are compliant with regulatory requirements
  • Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products
  • Develop and maintain a strong peer network as well as productive relationships with executive stakeholders by providing expert support and quick issue resolution
  • Act as a first point of contact for Investment Compliance queries in Japan, connecting with the wider team as required

理想の人材

  • 10+ years of compliance experience within the investment management industry
  • Proven knowledge of Japanese regulations related to investment management business
  • Good understanding of complex financial products across multiple asset classes, including equities, fixed income, FX and derivatives
  • Effective influencer and communicator, able to build trust and productive relationships, while comfortable challenging and negotiating different viewpoints
  • Ability to adapt to a fast changing regulatory and business environment and deliver robust advice under challenging deadlines
  • Collaborative problem-solver able to work through ambiguous, shifting and sometimes competing priorities
  • Excellent interpersonal skills with the ability to communicate clearly and effectively with stakeholders at all levels of seniority, especially senior management
  • Oral and written fluency in Japanese and English

条件・待遇

  • Competitive salary package
  • Modern office located in central Tokyo
  • Good career prospects
  • Stable work environment
コンタクト
Andy Clubbe
求人番号
JN-012022-4576004
電話
+813 6832 8671

求人情報

分野
金融
職種
コンプライアンス・法務
業界
金融
勤務地
東京23区
雇用形態
正社員
担当コンサルタント
Andy Clubbe
担当コンサルタントの電話番号
+813 6832 8671
求人番号
JN-012022-4576004
企業タイプ
外資系企業