Senior Compliance Advisory - Investment Management - JN-012022-4576004

Job Description
Summary
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Senior compliance advisory role within a global investment management company
Competitive salary package with good career prospects

About Our Client

Our client is a market-leading global investment management business with an established presence in Japan. They provide a comprehensive range of investment solutions across multiple asset classes to their institutional and retail investors.

Job Description

Proactively engage with the Investment Management functions and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders
Keep abreast of emerging regulatory rules and announcements and interpret these into clear policy, procedure and control design
Recognize current industry trends as well as compliance issues and research and analyze their impact on the business. Communicate relevant information to respective stakeholders and management
Respond to client issues and regulatory inquiries related to Investment Management activities
Review the prospectus and investment agreements in order to ensure they are compliant with regulatory requirements
Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products
Develop and maintain a strong peer network as well as productive relationships with executive stakeholders by providing expert support and quick issue resolution
Act as a first point of contact for Investment Compliance queries in Japan, connecting with the wider team as required

The Successful Applicant

10+ years of compliance experience within the investment management industry
Proven knowledge of Japanese regulations related to investment management business
Good understanding of complex financial products across multiple asset classes, including equities, fixed income, FX and derivatives
Effective influencer and communicator, able to build trust and productive relationships, while comfortable challenging and negotiating different viewpoints
Ability to adapt to a fast changing regulatory and business environment and deliver robust advice under challenging deadlines
Collaborative problem-solver able to work through ambiguous, shifting and sometimes competing priorities
Excellent interpersonal skills with the ability to communicate clearly and effectively with stakeholders at all levels of seniority, especially senior management
Oral and written fluency in Japanese and English