Head of Japan Compliance - Global Asset Manager

Tokyo 23 Wards Permanent Foreign Multinational
  • Competitive salary package
  • International work environment

About Our Client

Our client is a global asset management company with an established presence in Japan and throughout the region. They manage more than $400 billion assets under management for their institutional clients and provide a comprehensive range of financial products and investment solutions across multiple asset classes

Job Description

  • Assume responsibility for the compliance program for the asset management business in Japan
  • Implement and maintain a strong compliance program to ensure the company's compliance with local laws, regulations and relevant guidelines
  • Keep up-to-date with regulatory changes and assess potential impact on the business
  • Provide solutions driven regulatory advice to the business in a timely manner
  • Review of marketing materials to ensure compliance with local regulations
  • Act as a liaison with the FSA, external audit and other self-regulatory bodies
  • Responsible for drafting policies and maintaining relevant licenses
  • Provide regular and ad-hoc regulatory compliance training for staff
  • Responsible for regulatory reporting to local authorities

The Successful Applicant

  • 5+ years of compliance experience within a regulated financial institution in Japan, preferably in asset management
  • Proven knowledge of Japanese regulations related to Investment Advisory business, including FIEL (Financial Instruments Exchange Law)
  • Experienced interacting directly with the regulators
  • Ability to communicate and interact effectively with people at all levels of seniority
  • Proactive, energetic, self-motivated and resourceful
  • Strong organizational skills, attention to detail, ability to multi-task
  • Team player willing to be part of a global team
  • Oral and written fluency in Japanese and English

What's on Offer

  • Competitive salary package
  • Good career prospects
  • International work environment
  • Broad exposure across the business
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Compliance & Legal
What is your area of specialisation?
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational