Head of Compliance - Global Online Trading - JN-082021-3136619

Job Description
Summary
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Competitive salary package
International work environment

About Our Client

Our client is a global brokerage firm that provides an online trading platform providing access to multi asset classes in Japan and throughout the world.

Job Description

Provide compliance support and advice on a broad range of matters to ensure business activities are conducted in line with applicable laws, regulations and internal policies.
Advise on compliance-related issues relating to licensing, AML, KYC, product development and marketing advertisements etc.
Plan and execute compliance and AML controls, monitoring and surveillance
Support and manage client complaints, litigation, dispute resolution and settlement negotiation
Review and advise the business units on the impact of new and upcoming laws and regulations
Liaise and manage relationships with Japan regulators and auditors
Regularly review and keep up-to-date relevant internal policies and procedures as well as client terms and agreements
Work closely with various compliance colleagues within the region and to ensure the local compliance framework meets the expected global minimum standards

The Successful Applicant

10+ years of compliance experience within a regulated financial institution in Japan
Proven knowledge and experience of Japanese financial regulations
Experience dealing with the local regulators as a key point of contact
Oral and written fluency in Japanese and English
Strong organization, communication and interpersonal skills, including ability to work effectively with global staff at all levels of seniority