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- Senior role reporting to the Global CCO
- Competitive salary package and stable work environment
About Our Client
Our client is a global investment management company with an established presence throughout the world. They provide their clients with a broad range of financial solutions across multi-asset classes
Job Description
- As head of compliance the successful candidate will be responsible for the management and execution of the compliance program in Japan
- Ensure that policies, procedures and controls have been implemented to supervise all lines of business and are compliant with local regulations and global policies
- Provide subject matter expertise and guidance to the business on a variety of compliance and regulatory matters
- Act as the primary point of contact with the local regulators
- Build effective professional relationships with senior leaders across the business on managing regulatory risk
- Review and report insights on regulatory risk based on compliance data to the Global CCO and senior management as necessary
- Provide regular and ad-hoc compliance training to the business as required
- Review of business group's sales and marketing materials from a regulatory perspective
The Successful Applicant
- Experienced compliance officer within a regulated investment management company in Japan
- Proven knowledge of local regulations related to investment management and advisory
- Management experience leading a small team preferred
- Knowledge and understanding of a variety of complex investment products
- Strong critical thinking and analytical skills with high attention to detail and accuracy
- Oral and written communication skills in Japanese and English
- Ability to prioritize work, meet deadlines, achieve goals and work effectively under pressure in a dynamic and complex professional environment with many time-sensitive deliverables
What's on Offer
- Senior role reporting to the Global CCO
- Competitive salary package
- Good work life balance with flexible work arrangements
Contact
Andy Clubbe
Quote job ref
4220484
Phone number
+813 6832 8671
Job summary
Function
Specialisation
Industry
Location
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
4220484
Company Type
