Head of Compliance - Global Investment Management

Tokyo 23 Wards Permanent Foreign Multinational
  • Senior role reporting to the Global CCO
  • Competitive salary package and stable work environment

About Our Client

Our client is a global investment management company with an established presence throughout the world. They provide their clients with a broad range of financial solutions across multi-asset classes

Job Description

  • As head of compliance the successful candidate will be responsible for the management and execution of the compliance program in Japan
  • Ensure that policies, procedures and controls have been implemented to supervise all lines of business and are compliant with local regulations and global policies
  • Provide subject matter expertise and guidance to the business on a variety of compliance and regulatory matters
  • Act as the primary point of contact with the local regulators
  • Build effective professional relationships with senior leaders across the business on managing regulatory risk
  • Review and report insights on regulatory risk based on compliance data to the Global CCO and senior management as necessary
  • Provide regular and ad-hoc compliance training to the business as required
  • Review of business group's sales and marketing materials from a regulatory perspective

The Successful Applicant

  • Experienced compliance officer within a regulated investment management company in Japan
  • Proven knowledge of local regulations related to investment management and advisory
  • Management experience leading a small team preferred
  • Knowledge and understanding of a variety of complex investment products
  • Strong critical thinking and analytical skills with high attention to detail and accuracy
  • Oral and written communication skills in Japanese and English
  • Ability to prioritize work, meet deadlines, achieve goals and work effectively under pressure in a dynamic and complex professional environment with many time-sensitive deliverables

What's on Offer

  • Senior role reporting to the Global CCO
  • Competitive salary package
  • Good work life balance with flexible work arrangements

Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational