Head of Compliance - Global Investment Management - 4220484

Job Description
Summary
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Senior role reporting to the Global CCO
Competitive salary package and stable work environment

About Our Client

Our client is a global investment management company with an established presence throughout the world. They provide their clients with a broad range of financial solutions across multi-asset classes

Job Description

As head of compliance the successful candidate will be responsible for the management and execution of the compliance program in Japan
Ensure that policies, procedures and controls have been implemented to supervise all lines of business and are compliant with local regulations and global policies
Provide subject matter expertise and guidance to the business on a variety of compliance and regulatory matters
Act as the primary point of contact with the local regulators
Build effective professional relationships with senior leaders across the business on managing regulatory risk
Review and report insights on regulatory risk based on compliance data to the Global CCO and senior management as necessary
Provide regular and ad-hoc compliance training to the business as required
Review of business group's sales and marketing materials from a regulatory perspective

The Successful Applicant

Experienced compliance officer within a regulated investment management company in Japan
Proven knowledge of local regulations related to investment management and advisory
Management experience leading a small team preferred
Knowledge and understanding of a variety of complex investment products
Strong critical thinking and analytical skills with high attention to detail and accuracy
Oral and written communication skills in Japanese and English
Ability to prioritize work, meet deadlines, achieve goals and work effectively under pressure in a dynamic and complex professional environment with many time-sensitive deliverables