FICC Compliance - Global Investment Bank
東京23区
正社員
- 応募
- 求人を送信
- 求人を保存
Bullet points
Competitive salary with good career prospects
Global IB with an established presence in Japan
企業情報
Our client is a global investment bank with an established presence in Japan and across Asia. They provide a broad range of financial products and solutions to their institutional clients
職務内容
- Compliance Advisory for the business on a range of regulatory aspects including reputational and suitability risks
- Advise the business to enhance robust internal control
- Subject matter expertise in Fixed Income, FX, Interest Rate Derivatives and Commodities
- Engage with front office sales, trading and research professionals in a collaborative and dynamic environment
理想の人材
- Proven knowledge of Japanese regulations
- In-depth knowledge of Compliance-related principles including but not limited to information barriers, product suitability/appropriateness, fair dealing, personal compliance, etc.
- Continue the development of our location governance and oversight framework
- Strong interpersonal and communication skills to facilitate collaboration with colleagues and stakeholders from regional and global offices.
- Proven working relationships with J FSA and self-regulatory bodies
条件・待遇
- Located in central Tokyo
- Competitive salary
- Good career prospects
- Stable work environment