FICC Compliance - Global Investment Bank

Tokyo 23 Wards Permanent Foreign Multinational
  • Competitive salary with good career prospects
  • Global IB with an established presence in Japan

About Our Client

Our client is a global investment bank with an established presence in Japan and across Asia. They provide a broad range of financial products and solutions to their institutional clients

Job Description

  • Compliance Advisory for the business on a range of regulatory aspects including reputational and suitability risks
  • Advise the business to enhance robust internal control
  • Subject matter expertise in Fixed Income, FX, Interest Rate Derivatives and Commodities
  • Engage with front office sales, trading and research professionals in a collaborative and dynamic environment

The Successful Applicant

  • Proven knowledge of Japanese regulations
  • In-depth knowledge of Compliance-related principles including but not limited to information barriers, product suitability/appropriateness, fair dealing, personal compliance, etc.
  • Continue the development of our location governance and oversight framework
  • Strong interpersonal and communication skills to facilitate collaboration with colleagues and stakeholders from regional and global offices.
  • Proven working relationships with J FSA and self-regulatory bodies

What's on Offer

  • Located in central Tokyo
  • Competitive salary
  • Good career prospects
  • Stable work environment
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type