Compliance Surveillance - Global Investment Bank
東京23区
正社員
- 応募
- 求人を送信
- 求人を保存
Bullet points
Competitive salary and good career prospects
Key role within the compliance department
企業情報
Our client is a global investment bank with an established presence in Japan and throughout the Asia-Pacific region. The firm offers a broad range of financial products and services to their institutional and corporate clients.
職務内容
Identify potential unusual transactions and inappropriate business activities through a range of activities including:
- Communication monitoring
- Daily Trade Surveillance
- Regulatory enquiries
- Participating in global application enhancement project
- Performing data analysis to identify potential market manipulation and insider trading
- Leading Compliance monitoring process re-engineering initiatives
- Liaising with IT and Compliance colleagues
- Proper and timely escalation and reporting without hesitation
理想の人材
- Compliance surveillance or related experience within the financial services industry in Japan
- Knowledge of relevant financial regulations
- Oral and written communication skills in Japanese and English
- Familiarity with Software Development Lifecycle Experience in Data analysis
- Team player who is also able to work independently and proactively based on proper prioritization
- Ability to tackle unforeseen and hard tasks calmly with resilience
- Good at reporting and escalation to onshore and offshore Compliance management and supervisors
- Willingness to be involved in team as well as departmental projects within and outside of surveillance
条件・待遇
- Competitive salary package
- Good career prospects
- Modern office located in central Tokyo