Compliance Surveillance - Global Investment Bank

Tokyo 23 Wards Permanent Foreign Multinational
  • Competitive salary and good career prospects
  • Key role within the compliance department

About Our Client

Our client is a global investment bank with an established presence in Japan and throughout the Asia-Pacific region. The firm offers a broad range of financial products and services to their institutional and corporate clients.

Job Description

Identify potential unusual transactions and inappropriate business activities through a range of activities including:

  • Communication monitoring
  • Daily Trade Surveillance
  • Regulatory enquiries
  • Participating in global application enhancement project
  • Performing data analysis to identify potential market manipulation and insider trading
  • Leading Compliance monitoring process re-engineering initiatives
  • Liaising with IT and Compliance colleagues
  • Proper and timely escalation and reporting without hesitation

The Successful Applicant

  • Compliance surveillance or related experience within the financial services industry in Japan
  • Knowledge of relevant financial regulations
  • Oral and written communication skills in Japanese and English
  • Familiarity with Software Development Lifecycle Experience in Data analysis
  • Team player who is also able to work independently and proactively based on proper prioritization
  • Ability to tackle unforeseen and hard tasks calmly with resilience
  • Good at reporting and escalation to onshore and offshore Compliance management and supervisors
  • Willingness to be involved in team as well as departmental projects within and outside of surveillance

What's on Offer

  • Competitive salary package
  • Good career prospects
  • Modern office located in central Tokyo
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type