Compliance Officer - Global Investment Management
東京23区
正社員
- 応募
- 求人を送信
- 求人を保存
Bullet points
Broad responsibilities
Competitve salary and good career prospects
企業情報
Our client is a market leading Real Estate Investment Management firm with an established presence in Japan.
職務内容
- Maintain internal policies and procedures to ensure compliance with the Financial Instruments and Exchange Law (FIEL)
- Review marketing efforts and ensure relevant compliance practices are known and practiced
- Monitor filing requirements
- Enhance internal control system;
- Provide practical guidance and advice on inquiries from the business
- Timely report any compliance issues or concerns requiring attention of the management; and
- Provide regular and ad-hoc training to employees on compliance related matters
Monitor Japan regulatory environment including marketing and licensing requirements
理想の人材
- 3+ years of compliance experience within an asset management company in Japan
- Proven knowledge of the Financial Instruments and Exchange Law (FIEL)
- Ability to conceptualize and articulate the issues and propose practical solutions considering the business needs as well as regulatory risks
- Independent worker, well-organized and team player
- Experience as a compliance officer within Real Estate Investment Management a plus
条件・待遇
- Competitive salary
- Broad responsibilities
- Good career prospects