Compliance Officer - Global Investment Management

Tokyo 23 Wards Permanent Foreign Multinational
  • Broad responsibilities
  • Competitve salary and good career prospects

About Our Client

Our client is a market leading Real Estate Investment Management firm with an established presence in Japan.

Job Description

  • Maintain internal policies and procedures to ensure compliance with the Financial Instruments and Exchange Law (FIEL)
  • Review marketing efforts and ensure relevant compliance practices are known and practiced
  • Monitor filing requirements
  • Enhance internal control system;
  • Provide practical guidance and advice on inquiries from the business
  • Timely report any compliance issues or concerns requiring attention of the management; and
  • Provide regular and ad-hoc training to employees on compliance related matters
    Monitor Japan regulatory environment including marketing and licensing requirements

The Successful Applicant

  • 3+ years of compliance experience within an asset management company in Japan
  • Proven knowledge of the Financial Instruments and Exchange Law (FIEL)
  • Ability to conceptualize and articulate the issues and propose practical solutions considering the business needs as well as regulatory risks
  • Independent worker, well-organized and team player
  • Experience as a compliance officer within Real Estate Investment Management a plus

What's on Offer

  • Competitive salary
  • Broad responsibilities
  • Good career prospects
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type