Compliance Officer - Global Bank and Securities - JN-112021-4530543

Job Description
Summary
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Stable work environment
Competitive salary package

About Our Client

Our client is a global financial institution with a stable, established presence in Japan. They provide a range of banking and securities products and financial solutions for their corporate and institutional clients.

Job Description

Preparation and support for routine day-to-day administrative work with Compliance manager in Japan and regional team in APAC
Preparation for local Compliance filling and reporting in relation to Compliance issues for local regulators in Japan
Provide advice to the business on internal and external inquiries or Compliance questions
Educate and train staff in Japan as required, including any privacy and AML matters
Coordinate and respond as appropriate to local regulators, internal and external examination from a Compliance perspective
Daily analysis of system generated transactions on electric messaging platforms, trade surveillance systems and global applications
Review transaction monitoring in Fixed Income, record the evidence and follow up on any irregular trades

The Successful Applicant

3-5+ years of compliance experience within financial services
Knowledge of Japanese laws and regulations related to banking and securities
Good interpersonal and communication skills in both Japanese and English
Personality to challenge, review and co-ordinate follow up action to reach a successful conclusion
JSDA Internal Control and Sales Representative Type 1 preferred

What's on Offer

Great opportunity to develop your career in compliance within banking and securities
Modern office located in central Tokyo
International work environment
Good career prospects

Contact

Andy Clubbe

Quote job ref

JN-112021-4530543

Phone number

+813 6832 8671