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- Stable work environment
- Competitive salary package
About Our Client
Our client is a global financial institution with a stable, established presence in Japan. They provide a range of banking and securities products and financial solutions for their corporate and institutional clients.
Job Description
- Preparation and support for routine day-to-day administrative work with Compliance manager in Japan and regional team in APAC
- Preparation for local Compliance filling and reporting in relation to Compliance issues for local regulators in Japan
- Provide advice to the business on internal and external inquiries or Compliance questions
- Educate and train staff in Japan as required, including any privacy and AML matters
- Coordinate and respond as appropriate to local regulators, internal and external examination from a Compliance perspective
- Daily analysis of system generated transactions on electric messaging platforms, trade surveillance systems and global applications
- Review transaction monitoring in Fixed Income, record the evidence and follow up on any irregular trades
The Successful Applicant
- 3-5+ years of compliance experience within financial services
- Knowledge of Japanese laws and regulations related to banking and securities
- Good interpersonal and communication skills in both Japanese and English
- Personality to challenge, review and co-ordinate follow up action to reach a successful conclusion
- JSDA Internal Control and Sales Representative Type 1 preferred
What's on Offer
- Great opportunity to develop your career in compliance within banking and securities
- Modern office located in central Tokyo
- International work environment
- Good career prospects
Contact
Andy Clubbe
Quote job ref
JN-112021-4530543
Phone number
+813 6832 8671
Job summary
Function
Specialisation
Industry
Location
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
JN-112021-4530543
Company Type
