Compliance officer - Equity Advisory

東京23区 外資系企業 年収 1200万円 - 1600万円 外資系企業 在宅可・ハイブリッド勤務可 View Job Description
Middle Sized Gaishikei Investment Bank looking for Associate to VP level compliance expert to join themBilingual candidate with solid understanding of Equity products and global markets are in need
  • World Renown Investment Bank
  • Clear growth path with flexible work schedule

企業情報

One of the largest banks in the world, providing a wide range of financial services, including retail banking, corporate and institutional banking, and asset management. With a strong presence in Europe, the Americas, and Asia, it is known for its global reach and diversified business model. The bank emphasizes sustainable finance and innovation, aiming to balance profitability with social responsibility.

職務内容

  • Lead and motivate the team, train junior Compliance officers as necessary
  • Have a good communication and coordination with global and regional Financial Market Compliance colleagues as well as the Domains Compliance Officers.
  • Provide advice to the Financial Markets perimeter on Compliance issues
  • Support the Financial Markets Advisory Compliance and other team members with regard to the business areas covered by the team but is not mentioned in the above point
  • Work closely with Global Banking Advisory Compliance officers when necessary and take a role from the perspective of Shoken Compliance for transversal situations across Shoken and Ginko
  • Ensure high level regulatory watch, update internal policies and procedures according to changes of rules and regulations, and coordinate with the Regional and local functions (e.g. Legal, RISK, local COO), in order to anticipate new regulations and contribute to adapt the Bank's control framework accordingl
  • Participate in communication with regulators, including inspectors, and participate to regulator relations (e.g. contribute to written answers to specific requests, etc.) when necessary, and provide timely and accurate regulatory submissions
  • Contribute to control plans (includingregulatory controls, support businesses in FSA, etc. controls) as applicable

理想の人材

  • Business level english
  • Solid understanding of Equity and relevant business
  • Open to candidates with compliance, risk or operation, front office background who is willing to focus on compliance side
  • Great team spirit with communication skills

条件・待遇

  • Hybrid working model , 2 days WFH possible
  • Attractive package on the market
  • Supervision from experienced people manager and department head
  • structured business and clear career paths
コンタクト
Ying Wei
求人番号
JN-082024-6504428
電話
+81 3 6832 8969

求人情報

分野
金融
職種
コンプライアンス・法務
業界
金融
勤務地
東京23区
雇用形態
正社員
担当コンサルタント
Ying Wei
担当コンサルタントの電話番号
+81 3 6832 8969
求人番号
JN-082024-6504428
企業タイプ
外資系企業
勤務形態
在宅可・ハイブリッド勤務可

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