Compliance Manager - Global Asset Management
Tokyo 23 Wards
Permanent
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Bullet points
Competitive salary and good career prospects
Key role within the Japan Compliance team
About Our Client
Our client is a global asset manager with an established presence in Japan and provide a broad range of products and financial solutions across multiple asset classes for their clients.
Job Description
- As a member of the Japan compliance team, provide advice and monitoring support to ensure compliance with local and global standards
- Identify regulatory changes, assess their potential impact and communicate these to the business
- Assist in establishing and developing appropriate and effective internal compliance policies and procedures
- Review and approve marketing materials and publications
- Review and approve gift & entertainments, conflicts of interest reported and personal account deals
- Perform Investment Guideline Monitoring / Trade Surveillance
- Registration of licence/ regulatory applications where applicable, including entities and individual representatives
- Work together with relevant business units on new business initiatives and projects, highlighting and addressing specific compliance and regulatory concerns
- Conduct compliance training on regulations and internal compliance policies
- Perform regulatory filings
The Successful Applicant
- 5+ years of compliance experience within the asset management industry in Japan
- Proven knowledge of Japanese regulations
- Ability to multi-task and prioritise independently
- Proactive and enthusiastic attitude with the ability to work well within teams
- Attention to details, strong analytical and communication skills
- Oral and written communication skills in Japanese and English
What's on Offer
- Competitive salary package
- Modern office located in central Tokyo
- Good career prospects