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- Expanding company with good career prospects
- Competitive salary package
About Our Client
Our client is a very innovative Fintech company that provides discretionary investment management services for retail investors
Job Description
- Provide regulatory support and advice for the business from the perspective of compliance and internal control (integrated risk / operational risk management)
- Planning, execution and management of company-wide integrated risk assessment, formulation of practical improvement measures and execution guidance
- Compliance monitoring for integrated risk and operational risk management (regular and continuous management system, execution and management status monitoring)
- Compliance check (review of internal rules, procedure manuals, materials, etc. related to integrated risk and operational risk management)
- Planning, preparation and implementation of in-house integrated risk / operational risk management training and enlightenment activities
- Internal regulation management (coordination with related departments responsible for enactment / revision proposals, management of compliance-related regulations)
- Notifications, reports, communications, etc. to financial supervisory authorities, etc.
The Successful Applicant
- 5+ years of compliance and / or operational risk management experience within the financial services industry, preferably within investment management
- Proven knowledge of Financial Instruments Exchange Law (FIEL), particularly related to securities transactions including Exchange-Traded Funds (ETFs)
- Good communication skills to coordinate with other departments across the business and externally with regulatory bodies
- Team player with a strong sense of responsibility
What's on Offer
- Expanding company with good career prospects
- Good work life balance
- Located in central Tokyo
- Competitive salary package
Contact
Andy Clubbe
Quote job ref
4189367
Phone number
+813 6832 8671
Job summary
Function
Specialisation
Location
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
4189367
Company Type
