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Chief Compliance Officer/Senior Compliance specialist

Tokyo 23 Wards Permanent ¥12,000,000 - ¥20,000,000 per year Foreign Multinational Work from Home or Hybrid View Job Description
Compliance officer in growing online trading platform A great opportunity for candidates with Securities/FX/CFD exposure in the past
  • Compliance officer opportunity in growing Securities Company
  • Competitive benefits and package

About Our Client

  • global fintech company that offers online trading services through a proprietary platform accessible via web and mobile. It enables retail clients to trade contracts for difference (CFDs) on a wide range of financial instruments including stocks, forex, indices, commodities, and cryptocurrencies.
  • The firm is regulated in multiple jurisdictions and focuses on user-friendly technology, risk management tools, and strong compliance with financial regulations.

Job Description

  • Assisting in the process of launching new products and services in Japan by coordinating with the Product team at the headquarters and the Compliance department.
  • Ensure compliance with regulatory requirements under the Type 1 Financial Business Operatorlicence by actively supporting the company's compliance programme.
  • Collaborate with legal advisors on initiatives to obtain additional licences, such as those for commodity and crypto CFD trading.
  • Monitoring of relevant legislation, internal rules and policies impacting the business, including wider legislative, regulatory, Company and industry standards, and pro-actively assisting the business in implementing new and/or amended regulatory requirements
  • Reviewing the Company's website and all information, including marketing communications, toclients; new products launch and other sales related activities
  • Receiving and following up on client complaints and monitoring the work performed by the complaints handling team
  • Monitoring the Company's execution arrangements and performing best execution monitoring tests to ensure compliance with the obligation to obtain the best possible results for clients
  • Interacting closely with regulators, industry bodies and other external stakeholders;



The Successful Applicant

  • Business level English - Business-level English proficiency is required, with the ability to
    effectively communicate with HQ via video calls.
  • At least 2 years relevant work experience in operations, sales or compliance in the Japanese
    securities industry.
  • Ability to understand the applicable Japanese regulatory regimes, including but not limited to
    familiarity with the relevant licensing requirements, regulatory framework applicable to
    outsourcing arrangements, anti-money laundering regulations and compliance reporting
    requirements.
  • Self-driven and motivated to work in dynamic global group companies.

What's on Offer

  • Hybrid Working Model
  • Competitive Package
  • Global working environment with proper supervision
  • Part of Senior Management potentially for the experienced hire
Contact
Ying Wei
Quote job ref
JN-082023-6149105
Phone number
+81 3 6832 8969

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
Specialisation
Financial Services
Location
Tokyo 23 Wards
Job Type
Permanent
Consultant name
Ying Wei
Consultant phone
+81 3 6832 8969
Job Reference
JN-082023-6149105
Company Type
Foreign Multinational
Work from Home
Work from Home or Hybrid

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.