Central Compliance - Global Inestment Bank

Tokyo 23 Wards Permanent Foreign Multinational
  • Interaction with various departments across the business
  • Competitive salary and good career prospects

About Our Client

Our client is a global investment bank with an established presence in Japan and throughout the region. They offer a broad range of products and financial solutions for their corporate and institutional clients

Job Description

  • Regulatory filing and reporting, following relevant regulations and internal rules, to JFSA, KLFB, BOJ, JSDA and JPX etc., through the communication and negotiation with regulators, as necessary
  • Monitoring regulatory announcements and share with relevant stakeholders
  • Administering the internal policies and procedures, including quality assessment and setting and modifying the local framework etc.
  • Supporting other functions in Central Compliance, such as regulatory relations, long and short position monitoring and reporting, inspection management, if / when necessary or appropriate

The Successful Applicant

  • 3+ years of regulatory compliance or related experience
  • Knowledge of local financial regulations and experience in the financial industry in Japan
  • Oral and written communication skills in Japanese and English for effective communication with internal and external stakeholders, both in Japan and overseas
  • Logical thinking skills
  • Ability to work unsupervised and take initiative for team tasks, supporting other team members
  • Willingness to be involved in team as well as departmental projects
  • Programming skills for Excel VBA and Python are highly appreciated

What's on Offer

  • Competitive salary package
  • Modern office located in central Tokyo
  • Good work life balance
  • Opportunity to interact with various departments across the business and with the APAC compliance team
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type