- 求人を保存
- 求人を送信
- Competitive salary with excellent careers prospects
- Rare opportunity to join a market leading private bank
企業情報
Our client is a market leading client focused private wealth management company
職務内容
- Support business compliance with the local regulatory and corporate governance requirements
- Provide guidance on existing/new policies and procedures to promote a strong culture of risk awareness
- Perform preliminary client reviews such as Client Onboarding, Client Review to ensure that the business and client strategy is followed
- Perform control checks, risk assessment and monitoring of remediation progress together with other units
- Prepare management reports such as pricing report to highlight unusual/suspicious events to line management
- Work closely with RMs to support their roles through day-to-day advisory as well as issue handling
- Provide support to RMs by reviewing assigned business activities and control reports to ensure findings and/or control issues can be addressed and rectified in a timely manner
- Support front office in responding to compliance and/or regulatory requests
- Support account opening, in particular the review and confirmation of KYC documentation
理想の人材
- Bachelor's Degree in business/Finance or related fields
- 3+ years of experience in Business Management, Business Risk or related functions
- Experience of being able to balance risk versus reward in a commercial and pragmatic manner
- Knowledge of local regulatory requirements
- Experience in dealing with regulatory and statutory audits
- Excellent stakeholder management skills
- Oral and written communication skills in Japanese and English
- Ability to present information in a clear, concise and structured manner to
- Team player who is not only detail oriented but also has the ability to understand the overall business strategy
条件・待遇
- Competitive salary package
- Excellent career prospects
- Modern office located in central Tokyo
コンタクト
Andy Clubbe
求人番号
4157349
電話
+813 6832 8671
