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- Competitive salary
- Good career prospects
About Our Client
Our client is a global investment bank with an established presence in Japan and throughout the region. They offer a broad range of products and financial solutions for their corporate and institutional clients
Job Description
- Conduct daily position monitoring and submission of Large Shareholding reports to regulators as a main contact
- Support regulatory registration and filings with JFSA and self-regulatory bodies
- Provide support for Employee Compliance related tasks and where possible, take initiative on advising staff on Employee Compliance matters, such as Sales Representative registration or employee trading
- Support Regulatory inspection as Compliance staff
The Successful Applicant
- 3+ years of compliance (or related) experience within a regulated financial institution
- Knowledge of Japanese financial regulations
- Fundamental knowledge of financial products, particularly related to equities is preferred
- Oral and written communication skills in Japanese and English
- Ability to work unsupervised and take initiative to team tasks, supporting other team members
- Willingness to be involved in team as well as departmental projects
What's on Offer
- Competitive salary package
- Modern office located in central Tokyo
- Good work life balance
- Opportunity to interact with various departments across the business and with the APAC compliance team
Contact
Andy Clubbe
Quote job ref
4220637
Phone number
+813 6832 8671
Job summary
Function
Specialisation
Industry
Location
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
4220637
Company Type
