AVP, Core Compliance

Tokyo 23 Wards Permanent Foreign Multinational
  • Competitive salary
  • Good career prospects

About Our Client

Our client is a global investment bank with an established presence in Japan and throughout the region. They offer a broad range of products and financial solutions for their corporate and institutional clients

Job Description

  • Conduct daily position monitoring and submission of Large Shareholding reports to regulators as a main contact
  • Support regulatory registration and filings with JFSA and self-regulatory bodies
  • Provide support for Employee Compliance related tasks and where possible, take initiative on advising staff on Employee Compliance matters, such as Sales Representative registration or employee trading
  • Support Regulatory inspection as Compliance staff

The Successful Applicant

  • 3+ years of compliance (or related) experience within a regulated financial institution
  • Knowledge of Japanese financial regulations
  • Fundamental knowledge of financial products, particularly related to equities is preferred
  • Oral and written communication skills in Japanese and English
  • Ability to work unsupervised and take initiative to team tasks, supporting other team members
  • Willingness to be involved in team as well as departmental projects

What's on Offer

  • Competitive salary package
  • Modern office located in central Tokyo
  • Good work life balance
  • Opportunity to interact with various departments across the business and with the APAC compliance team

Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Foreign Multinational