Associate, Business Auditor, Investment Banking and Securities

Tokyo 23 Wards Permanent Japanese Corporate
  • Stable environment with good career prospects
  • Competitive salary

About Our Client

Our client is a market leading global investment bank and securities firm. They provide a comprehensive range of financial products and investment solutions across multiple asset classes to their corporate, institutional and retail clients.

Job Description

  • Participate in regional and global business audits from initial planning phase through to field work and reporting
  • Preparing flowcharts, analyzing process flows, identifying key risks and controls, executing audit testing and writing workpapers in English and Japanese
  • Smooth communication for the reporting to the audit leader
  • Perform the validation works for the issues remediated by auditees
  • Continuous risk and control monitoring for the audit areas and perform risk assessments
  • Support relationships with key partners in business and support functions
  • Maintain awareness of regulatory and industry wide developments and proactively share the knowledge within the department.
  • Contribute to IA's initiatives to promote digitalization and improve audit efficiencies such as Data Analytics and using other IT tools

The Successful Applicant

  • 3+ years of internal and/or external audit experience with sufficient skill sets to execute audits in investment banks and/or broker-dealer firms
  • Oral and written communication skills in Japanese and English
  • Logical thinking, analysis, insight and good written expression
  • Team player with excellent communication and interpersonal skills
  • Self-starter and work with enthusiasm as a professional internal auditor.
  • Qualifications such as CPA, CIA, CFA would be a plus

What's on Offer

  • Competitive salary
  • Stable environment
  • Internal mobility with good career prospects
  • Located in central Tokyo
Andy Clubbe
Quote job ref
Phone number
+813 6832 8671

Job summary

Banking & Financial Services
Internal Audit
What is your area of specialisation?
Financial Services
Tokyo 23 Wards
Job Type
Consultant name
Andy Clubbe
Consultant phone
+813 6832 8671
Job Reference
Company Type
Japanese Corporate