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Reg Reporting And Monitoring
About Our Client
Looking for a person who will be working at Position Reporting Team in Regulatory Operation. The team is responsible to monitor the securities position that the firm is holding and when the holding ratio hit the threshold set by regulator, it is required to submit the Large Shareholder report to regulator that will be published to the public.
The person is expected to understand the regulation on the Large Shareholder Reporting, Short Sell Reporting and Position Limit monitoring on multiple exchange by reading the law and any documents published by regulator, also need to understand the system infrastructure to receive the accurate data to calculate securities positions.
To report accurate information to regulators, it is also expected to monitor exceptions that might impact position calculations.
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