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KYC / Client Due Diligence staff - direct contractor with 5.5 m
- KYC AMLコンプライアンススタッフ＠外資系銀行
About Our Client
Foreign bank located in Minato-Ku
・Work with Relationship Managers to understand the client, correctly assess the client's Anti Money Laundering Risk, gather documentation from publicly available sources, liaise with clients / other departments (wherever required) and produce high quality & timely CDDs (Client Due Diligence).
・Provide Relationship Managers with insights into clients' Anti-Money Laundering (AML) risk and develop an understanding of Industry sector, client information and other relevant factors that could impact the Bank's AML risk.
・Be competent and familiar with all CDD policies and guidelines and complete all CDD in compliance with the guidelines and policies.
・Complete all CDD-related exercises within the deadlines.
・Work closely with Hong Kong Financial Crime Risk and Regional CDD Manager to continue improve the CDD completion efficiency and identify and flag out weaknesses.
・Escalate any CDD-related issues to CDD Champion and/or Business Planning Manager and any other relevant party
・Act as a point of contact for FCR or Transaction Monitoring Unit (TMU) when CDD information is required from CIC in relation to investigations.
・Responsible for the implementation and execution of the Control Sample Testing (CST) process, sampling and testing the population of controls to ensure compliance with agreed control standards as well as facilitating the monitoring/collection of any Key Risk Indicators (KRIs).
The Successful Applicant
No wrong classification of clients
No missing or expired documents
No incorrect Industry Classification.
No incomplete information in CDD.
Zero failed audits. No repeat audit comments.
100% completion of KCSA/CST; Zero overdue; Mandatory line manager check and approval
100% on-time completion of OR Toolkits with Line Manager approval. Timely escalation and analysis of any significant exceptions.
Overdue CDD and GIC records (and other related records) are maintained below the Group threshold.
What's on Offer
possibility to go perm/extension after a year
9am to 5pm