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About Our Client
・ To assist in the implementation and design of the Compliance Monitoring Test Plan in Japan in accordance to the local regulations. Compliance monitoring tests performed are primarily covering the Japan market and could potentially expand to other countries within JAPA region as needed.
・ Execute fieldwork testing based on Compliance Monitoring Plan
・ Timely execution of fieldwork testing. Efficiency and Effectiveness in the execution testing phase is critical.
・ Regular and timely dialogue and communication on the progress of the work and potential findings to the Regional Compliance Monitoring and Testing Team and the local Market Compliance officer
・ Ability to identify and communicate findings with business and obtain concurrence of the findings.
・ Work with business to develop remediation plans to address findings
・ Prepare and draft opening and closing report
・ Assist in coordinating information requests and circulate to the business prior to commencement of the testing fieldwork
・ Work with the local Market Compliance Officer to detect and identify emerging regulatory risks or impending legislation that may have impact on the Compliance Monitoring Plan
The Successful Applicant
・ Excellent verbal and written communications skills in English. Bilingual (Japanese and English) is preferred.
・ Good report writing skills.
・ Strong problem solving and analytical skills including the ability to conceptualize and break down complex issues into actionable tasks
・ Capable of executing task independently with minimal supervision
・ Ability to work independently from the design of compliance monitoring test plan, execution of fieldwork testing, communication of findings to business and to reporting phase.
・ A good team player
・ High standard of integrity
・ Good academic qualification with experience in compliance, audit or legal would be an added advantage
・ Preferably with local regulatory markets knowledge
・ Ability to think in a logical manner and document in a clear and concise manner of the testing work papers.
・ Ability to identify and communicate key findings with business and obtain concurrence with business
What's on Offer